The New Financial Instruments Exchange Law

Abstract

I.   Background
II.   The Structure of the Bill
III.   The Goal of the FIEL
IV.   The Scope of the FIEL
V.   The Concepts of Securities and Financial Instruments
VI.   Collective Investment Schemes
VII.   Financial Instruments Business and Firms
VIII. Conduct Rules Applicable to FIFs
IX.   Professional and Non-professional Investors
X.   Reforms Concerning the Self-regulatory System
Concluding Remarks